Both were reported recently to Maine’s Attorney General, which publishes such incidents online. LPL reported its data breach ...

LPL Financial is alleging that Amerprise sent unwarranted alerts of a "data breach" to thousands of LPL clients over past transfers of account information from Ameriprise. Processing Content Of its ...

LPL Financial is suing Ameriprise for alleged defamation, accusing the firm of sending "data breach" notices to thousands of LPL customers that falsely claimed their personal information was ...

LPL Financial has dropped a defamation lawsuit against Ameriprise in which it accused the rival broker/dealer of sending misleading notifications to clients about potential data breaches. On Thursday, ...

A federal judge ordered that nearly 30 financial advisors who moved from Ameriprise to LPL and potentially transmitted confidential client information must submit to a review of whether it was ...

Wall Street analysts forecast that LPL Financial Holdings Inc. (LPLA) will report quarterly earnings of $4.21 per share in its upcoming release, pointing to a year-over-year increase of 8.5%. It is ...

LPL Financial is dropping a defamation suit it filed nearly two months ago against Ameriprise over data breach notices sent to clients, although it could still pursue the dispute in FINRA arbitration.