Like most professionals in the business of analysis and advice, financial advisors work with a great deal of data and files to provide services to their clients. From account statements, estate ...

Client file reviews are an important part of a firm’s advice process and are under greater regulatory scrutiny. Therefore, who is verifying how these are processed and checked? Client file reviews ...

This article will discuss document retention and destruction practices that Canadian law firms are using today. If your law firm doesn’t already have a document retention and destruction policy for ...